Recovery Options for Investors
Recovering Investment Losses from UBS Puerto Rico Funds
Zamansky LLC has developed a nationwide reputation for successfully prosecuting investment fraud cases and other violations of the securities laws. Our firm has extensive experience counseling clients who have suffered substantial investment losses arising from UBS Puerto Rico funds, and we have recovered millions of dollars in investment fraud and securities arbitration cases against brokers and their investment firms.
The attorneys at our firm pursue claims against investment advisors and brokerage firms through the Financial Industry Regulatory Authority (FINRA) securities arbitration forum. We have determined that FINRA arbitration, which is mandatory for investors in nearly every case, provides the most advantageous and cost-effective process for resolving disputes. Arbitration is not only the quickest path to a resolution, but it also offers an even playing field for investors.
FINRA is the largest independent regulator for all securities firms conducting business in the United States. FINRA’s primary role is to protect investors by preserving the integrity of the U.S. capital markets. Financial services firms are required to arbitrate disputes with investors through the FINRA securities arbitration process. This means that investors who believe they have been unfairly treated or misled by an investment advisor or brokerage firm can request an independent party to hear, investigate and rule on their case.
The decision of the FINRA panel of arbitrators, called an “award,” is generally considered final. Although there are very limited rights to appeal, appeals by the brokerage industry are extremely uncommon. When they do occur, such appeals are very rarely successful.
Taking Action Against Investment Fraud
Zamansky LLC was founded under the premise that clients should receive hands-on service from the most experienced attorneys. Securities arbitration lawyer and firm founder Jacob Zamansky has nearly three decades of experience successfully pursuing investment fraud claims through the FINRA arbitration process. All of the attorneys at Zamansky LLC are seasoned litigators who know the ins and outs of recovering investment fraud losses.
Each attorney at our firm brings an in-depth knowledge of the financial services industry and knows how to successfully develop, present and prevail in investment and securities fraud cases. Our small size and focused practice allows us to make expert judgments and take action quickly. We deliver individualized attention to each of our clients, taking the time to carefully listen and respond to all questions and concerns. Our skilled legal team navigates clients through each step of the legal process ensuring that they fully understand all of the rights and remedies available to them.
At Zamansky LLC, we understand that individuals who have lost money from investments involving UBS Puerto Rico Funds had every right to rely upon the advice of their financial advisors and institutions. More importantly, we know that these firms and advisors had a legal duty to protect and promote their clients’ investments. In failing to do so, the investment firms and their advisors should be held responsible for their clients’ resulting financial losses.
Investigating and Filing Investment Fraud Cases
The legal team at Zamansky LLC is actively investigating and filing FINRA arbitration claims on behalf of investors who have sustained financial losses arising from UBS Puerto Rico funds. The account agreements between investors and the brokerage firms promoting these bond funds contain mandatory arbitration agreements requiring investors to use the FINRA arbitration forum to enforce their legal rights. Our experienced investment and securities fraud attorneys are committed to aggressively prosecuting these cases and working to recover the money investors have lost from these funds.
We encourage investors who have suffered financial losses from Puerto Rico bonds to contact our firm immediately to discuss the circumstances of their case with an experienced investment fraud attorney. Zamansky LLC offers free, confidential consultations and we respond to all calls within 24 hours.
We invite investors to explore the pages listed below to learn more about our UBS Puerto Rico investigations:Get Your Free Consultation Now